Compliance History

Track compliance records and regulatory adherence over time

Entity Type

Compliance Status

Date Range

Search Entity

1,284

12% increase

94.5%

2.1% increase

3 new this month

5.2 days

1.3 days faster

View:

Compliant

Stanbic IBTC Pension Managers passed all compliance checks for Q4 2023

January 15, 2024 Reviewed by John Smith

Under Review

ARM Pension identified potential risk in investment allocation ratios

January 12, 2024 Resolution Due: Jan 26, 2024

Non-Compliant

Late submission of monthly returns by UBA Pension Custodian

January 8, 2024 Penalty Applied

Completed

Crusader Pensions completed mandatory system security upgrades

December 28, 2023 Verified by IT Audit

Documentation

First Guarantee Pension updated investment policy documentation

December 15, 2023 2 Attachments

Showing 1 to 3 of 45 entries